Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Charles Larios has been a financial professional since 1994. He is currently registered as an investment advisor representative with Saxony Capital Management, LLC and has been with the firm since 2011. Prior to his current role, Robert Charles Larios held positions at UBS International Inc., UBS Paine Webber Inc., A. G. Edwards & Sons, Inc., and Atlas One Financial Group, LLC. Robert Charles Larios has a broad range of experience and has passed several industry exams, including Series 66, Series 65, Series 63, Series 31, Series 7, and SIE. Robert Charles Larios holds registrations in multiple states, including Connecticut, Florida, Georgia, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Consulting fees to ria's, finders fees, fees third party manager
1
2
MO
10/14/2011 - Present
Saxony Capital Management, LLC (SAINT LOUIS MO)
FL
01/12/2004 - 08/28/2006
ATLAS ONE FINANCIAL GROUP, LLC (MIAMI FL)
MO
11/12/2002 - 01/22/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
06/03/2002 - 11/12/2002
UBS INTERNATIONAL INC. (NEW YORK NY)
NJ
05/13/1994 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 11/09/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 05/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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