Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Charles Koch is a financial professional with over 30 years of experience in the industry. Robert has a broad range of experience working with various firms, including Lehman Brothers Inc., Barclays Capital Inc., and Nomura Securities International, Inc.. Robert holds a Series 7, Series 9, Series 10, and Series 63 license. Currently, Robert is registered with Stonex Financial Inc. and works out of their New York, NY office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/10/2024 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
02/06/2023 - 05/01/2024
SANTANDER US CAPITAL MARKETS LLC (NEW YORK NY)
NY
06/16/2022 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
11/14/2018 - 06/15/2022
AMHERST PIERPONT (NEW YORK NY)
NY
01/25/2016 - 07/27/2018
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/22/2008 - 11/12/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/17/2000 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
CA
02/27/1997 - 05/11/2000
FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
MD
10/21/1994 - 01/26/1996
BT SECURITIES CORPORATION (BALTIMORE MD)
NY
04/05/1993 - 10/26/1993
SCOTIAMCLEOD (USA) INC. (NEW YORK NY)
NY
04/09/1991 - 02/23/1993
THE TRANSPORTATION GROUP (SECURITIES) LIMITED (NEW YORK NY)
BC
Issued 04/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/17/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Koch is the right advisor for you? Invested Better is here to help.
