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Robert Charles Klose

Raymond James & Associates, Inc.

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About Robert Charles Klose

Robert Charles Klose is a financial advisor with Raymond James & Associates, Inc., a firm that has been serving clients since 1962. Robert Klose has over 30 years of experience in the financial services industry. He is a licensed securities professional with Series 7, Series 31, Series 63 and SIE licenses. Robert Klose's areas of expertise include financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars, and selection of other advisors.

Firm Information

Robert Klose is currently registered with Raymond James & Associates, Inc.. Raymond James & Associates, Inc. is a corporation headquartered in St. Petersburg, Florida, that was formed in February 1969. With a team of over 7,700 licensed agents, investment adviser representatives, and registered representatives, the firm manages over $433 billion in assets for a diverse clientele including high-net-worth individuals, corporations, insurance companies, pension plans, and charitable organizations. Raymond James offers a wide range of advisory services including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. The firm is registered with the Securities and Exchange Commission and is licensed to operate in all 50 states and the District of Columbia.
Raymond James & Associates, Inc.

880 CARILLON PARKWAY

ST. PETERSBURG, FL 33716

$433.81B

Assets Under Management

2,313

Total Clients

6,961

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see note in schedule d - miscellaneous

Please see note in schedule d - miscellaneous

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Klose’s Registration & Firm History

TN

01/06/2010 - Present

Raymond James & Associates, Inc. (CHATTANOOGA TN)

TN

01/01/2008 - 09/21/2009

WELLS FARGO ADVISORS, LLC (CHATTANOOGA TN)

TN

08/27/1993 - 01/03/2008

A. G. EDWARDS & SONS, INC. (CHATTANOOGA TN)

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Licenses & Designations

BC

Issued 09/16/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/2009

Series 31 - Futures Managed Funds Examination

BC

Issued 08/26/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Charles Klose.
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