Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Charles Iorii has been in the financial services industry since 1991. Robert is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2011. Robert holds Series 7, 31, 63 and 65 securities licenses and is registered in the states of California, Colorado, Florida, Georgia, Illinois, Indiana, Kentucky, Michigan, Missouri, Nevada, New Jersey, North Carolina, Oregon, Tennessee, Texas and Wisconsin. Prior to joining Wells Fargo, Robert was employed by UBS Financial Services Inc., Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert has a diverse range of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/25/2012 - Present
Wells Fargo Clearing Services, LLC (OAK BROOK IL)
IL
11/19/2004 - 10/24/2011
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
NY
12/09/1994 - 11/29/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/10/1991 - 12/15/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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