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Robert Charles Heckman

Loop Capital Markets LLC

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About Robert Charles Heckman

Robert Heckman is a financial professional with over 30 years of experience in the financial industry. Currently, Robert is registered with Loop Capital Markets LLC in Chicago, Illinois, and is a member of FINRA. Robert has held positions with several other firms throughout his career including Robert W. Baird & Co. Incorporated, Wachovia Capital Markets, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert holds the Series 7, 5, 24, and 63 licenses.

Firm Information

Robert Heckman is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Robert Heckman’s Registration & Firm History

IL

09/02/2010 - Present

Loop Capital Markets LLC (CHICAGO IL)

IL

10/30/2008 - 09/14/2010

ROBERT W. BAIRD & CO. INCORPORATED (CHICAGO IL)

IL

07/01/2003 - 06/11/2008

WACHOVIA CAPITAL MARKETS, LLC (CHICAGO IL)

MO

09/12/1995 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

04/26/1991 - 08/11/1995

SANWA UNIVERSAL SECURITIES CO. (NEW YORK NY)

NY

04/10/1990 - 08/11/1995

SANWA SECURITIES (USA) CO., L.P. (NEW YORK NY)

NY

09/03/1987 - 09/12/1989

SANWA - BGK SECURITIES CO., L.P. (NEW YORK NY)

NA

06/16/1986 - 08/20/1987

FREEMAN SECURITIES COMPANY, INC.

NA

06/24/1982 - 07/02/1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BC

Issued 10/28/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/1993

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/1983

Series 5 - Interest Rate Options Examination

BC

Issued 06/19/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Charles Heckman.
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