Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Delaplain is a financial professional with over 38 years of experience in the industry. Robert is currently registered with Phx Financial, Inc. in New York and New Jersey. Robert has held several positions throughout his career, including roles with Seaboard Securities, Inc., Olympus Securities, LLC, Todd and Company, Inc., Strasbourger Pearson Tulcin Wolff Incorporated, Joseph Stevens & Company, Inc., Dillon Scott Securities, Inc., Park Capital Securities, LLC, Laidlaw Global Securities, Inc., Globeshare, Inc., Dominick & Dominick, Incorporated. Robert has a strong background in securities trading and investment banking. Robert holds the Series 4, 7, 8, 14, 24, 27, 53, 55, 63, 65, 79TO, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/03/2012 - Present
PHX Financial, Inc. (NEW YORK NY)
NJ
12/01/2009 - 12/20/2010
SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)
NJ
09/21/2009 - 12/03/2009
OLYMPUS SECURITIES, LLC (MONTVILLE NJ)
NJ
09/04/2009 - 10/22/2009
TODD AND COMPANY, INC. (HASBROUCK HEIGHTS NJ)
NY
07/06/2005 - 07/02/2009
STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED (GARDEN CITY NY)
NY
06/08/2005 - 07/11/2005
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
CA
08/06/2004 - 06/06/2005
DILLON SCOTT SECURITIES, INC. (SAN FRANCISCO CA)
NY
11/19/2002 - 08/01/2003
PARK CAPITAL SECURITIES, LLC (NEW YORK NY)
NY
07/18/1991 - 11/19/2002
LAIDLAW GLOBAL SECURITIES, INC. (NEW YORK NY)
NY
08/17/2000 - 10/11/2001
GLOBESHARE, INC. (NEW YORK NY)
CT
10/03/1988 - 08/13/1991
DOMINICK & DOMINICK, INCORPORATED (OLD GREENWICH CT)
NA
11/27/1981 - 10/03/1988
DOMINICK & DOMINICK, INCORPORATED
IA
Issued 08/05/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/25/1990
Series 14 - Compliance Officer Examination
BC
Issued 04/06/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/23/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/21/1988
Series 4 - Registered Options Principal Examination
BC
Issued 03/03/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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