Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Charles Daum is a financial advisor with over 18 years of experience in the financial services industry. He is currently registered with Raymond James & Associates, Inc. in St. Petersburg, Florida. Robert's previous employers include Kestra Investment Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, DEAWM DISTRIBUTORS, INC., Deutsche Bank Securities Inc., Wells Fargo Securities, LLC, Wachovia Insurance Services Broker Dealer, Inc., Wells Fargo Insurance Services Investment Advisors, Inc., Charles Schwab & Co., Inc., and Dickinson & Co. He holds a variety of licenses, including Series 7, 24, 28, 55, 63, 65 and SIE. Robert is also a licensed Investment Advisor Representative in Florida. He is known for providing financial advice to a wide range of clients, including individuals, corporations, and institutions. Robert is committed to providing his clients with personalized financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/25/2018 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
TX
03/28/2017 - 12/14/2017
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
NY
10/18/2016 - 02/21/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
FL
02/26/2015 - 01/21/2016
DEAWM DISTRIBUTORS, INC. (JACKSONVILLE FL)
FL
06/22/2012 - 02/27/2015
DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)
NC
01/12/2010 - 04/04/2012
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
FL
07/16/2009 - 12/31/2009
WACHOVIA INSURANCE SERVICES BROKER DEALER, INC. (PONTE VEDRA BEACH FL)
CA
11/09/2005 - 12/31/2009
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC. (REDWOOD CITY CA)
TX
03/22/1995 - 07/25/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
06/20/1994 - 12/23/1994
DICKINSON & CO. (DES MOINES IA)
IA
Issued 08/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2007
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/17/2011
Series 3 - National Commodity Futures Examination
BC
Issued 06/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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