Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Carlone is a financial advisor with over 30 years of experience in the financial services industry. Robert currently works for TIAA-CREF Individual & Institutional Services, LLC. Prior to that, Robert was a financial advisor with HSBC Securities (USA) Inc. from 2009-2011. Robert has a wide range of experience in the financial services industry, including portfolio management, financial planning, and selection of other advisors. Robert is registered with the state of New York as an Investment Advisor Representative. Robert specializes in investment advisory services for individuals and businesses and also offers financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NY
05/25/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (AMHERST NY)
NY
08/24/2009 - 12/14/2011
HSBC SECURITIES (USA) INC. (JAMESTOWN NY)
NY
08/15/2005 - 08/17/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LATHAM NY)
NY
09/03/2004 - 07/28/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/30/1993 - 09/16/2004
QUICK & REILLY, INC. (NEW YORK NY)
NJ
07/07/1992 - 09/15/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
02/18/1992 - 05/08/1992
J. W. GANT & ASSOCIATES, INC.
IA
Issued 11/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/2007
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 07/18/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/03/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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