Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Charles Battin is an investment advisor representative registered with Nations Financial Group, Inc. Robert has been in the securities industry since January 20, 1987. Robert has previously worked with firms like Cetera Advisor Networks LLC, Summit Brokerage Services, Inc., Wells Fargo Advisors Financial Network, LLC, and Morgan Stanley Smith Barney.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
02/11/2021 - Present
Nations Financial Group, Inc. (CEDAR RAPIDS IA)
WA
08/22/2019 - 02/10/2021
CETERA ADVISOR NETWORKS LLC (SILVERDALE WA)
WA
12/01/2017 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (SILVERDALE WA)
WA
09/30/2011 - 12/06/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SILVERDALE WA)
WA
06/01/2009 - 10/17/2011
MORGAN STANLEY SMITH BARNEY (SILVERDALE WA)
WA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SILVERDALE WA)
NY
01/21/1987 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1987
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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