Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Charles Batick is an investment advisor representative with Cetera Investment Advisers LLC. Robert is also an investment advisor representative with THE Patriot Financial Group, LLC. Robert has been in the securities industry since April 11, 1992. Robert has a Series 7, Series 31, Series 63, and Series 65 license. Robert has been registered with Securities America, Inc., Westport Capital Markets, LLC, and RBC Capital Markets, LLC in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
03/06/2023 - Present
Cetera Investment Advisers LLC (GUILFORD CT)
CT
05/18/2021 - 12/15/2022
SECURITIES AMERICA, INC. (GUILFORD CT)
CT
06/17/2011 - 06/09/2021
WESTPORT CAPITAL MARKETS, LLC (GUILFORD CT)
CT
03/07/2005 - 06/28/2011
RBC CAPITAL MARKETS, LLC (NEW HAVEN CT)
NY
08/21/2000 - 03/31/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/17/1992 - 08/29/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
03/05/1992 - 07/09/1992
ALEX. BROWN & SONS INCORPORATED
IA
Issued 01/20/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 03/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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