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Robert Charles Barba

NBC Securities, Inc.

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About Robert Charles Barba

Robert Charles Barba is a financial advisor with NBC Securities, Inc., located in Summit, New Jersey. Robert has been in the securities industry since February 22, 1988 and has held prior roles at JHS Capital Advisors, LLC, Paulson Investment Company, Inc., Weatherly Securities Corporation, Taglich Brothers, D'Amadeo, Wagner & Co., Inc., Oppenheimer & Co., Inc., and PaineWebber Incorporated. Robert holds Series 7 and Series 63 licenses, and is registered to sell securities in 35 states. Robert specializes in financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Robert Barba is currently registered with NBC Securities, Inc.. NBC Securities, Inc. is a corporation headquartered in Birmingham, Alabama, that has been in operation since March 13, 1986. The firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm manages approximately $1 billion to $10 billion in assets and has a presence in all 50 states and the District of Columbia.
NBC Securities, Inc.

1927 FIRST AVENUE NORTH

BIRMINGHAM, AL 35203

$1.72B

Assets Under Management

100

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Barba’s Registration & Firm History

NJ

07/31/2015 - Present

NBC Securities, Inc. (SUMMIT NJ)

NJ

04/10/2012 - 07/31/2015

JHS CAPITAL ADVISORS, LLC (SUMMIT NJ)

NJ

08/15/2002 - 04/11/2012

PAULSON INVESTMENT COMPANY, INC. (SUMMIT NJ)

NY

05/21/1996 - 09/06/2002

WEATHERLY SECURITIES CORPORATION (NEW YORK NY)

NY

05/19/1993 - 05/28/1996

TAGLICH BROTHERS, D'AMADEO, WAGNER & CO., INC. (COLD SPRING HARBOR NY)

NY

09/17/1990 - 06/10/1993

OPPENHEIMER & CO., INC. (NEW YORK NY)

NJ

10/03/1988 - 09/18/1990

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

02/23/1988 - 11/02/1988

SHEARSON LEHMAN HUTTON INC.

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Licenses & Designations

BC

Issued 04/29/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Charles Barba.
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