Unclaimed
Robert Charles Atwell is a financial professional with over 25 years of experience in the industry. Robert has a Series 6, 7TO and SIE licenses and has been registered with the Financial Industry Regulatory Authority (FINRA) since 1994. Robert is currently registered with Foreside Funds Distributors LLC. Previously, Robert was registered with Harbor Funds Distributors, Inc., Berger Distributors LLC, Founders Asset Management LLC, and Founders Asset Management, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/21/2022 - Present
Foreside Funds Distributors LLC (Denver CO)
IL
10/20/2003 - 11/03/2022
HARBOR FUNDS DISTRIBUTORS, INC. (CHICAGO IL)
CO
06/30/1998 - 10/31/2002
BERGER DISTRIBUTORS LLC (DENVER CO)
CO
04/01/1998 - 06/09/1998
FOUNDERS ASSET MANAGEMENT LLC (DENVER CO)
CO
11/09/1994 - 04/01/1998
FOUNDERS ASSET MANAGEMENT, INC. (DENVER CO)
BC
Issued 03/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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