Unclaimed
Robert Asmus has been a financial advisor for over 50 years, first registered in 1971. Robert has a broad range of experience in the financial services industry, having worked with various firms including A.G. Edwards & Sons, Inc., Prudential-Bache Securities Inc., and Hefren-Tillotson, Inc. Currently, Robert Asmus is registered with Raymond James Financial Services Advisors, Inc., serving clients in Pennsylvania, Texas and other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
06/17/2021 - Present
Raymond James Financial Services Advisors, Inc. (Hermitage PA)
PA
01/01/2008 - 06/22/2021
WELLS FARGO CLEARING SERVICES, LLC (SHARON PA)
PA
01/11/1985 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MEADVILLE PA)
NA
07/26/1983 - 12/27/1984
PRUDENTIAL-BACHE SECURITIES INC.
NA
03/25/1971 - 07/27/1983
HEFREN-TILLOTSON, INC.
IA
Issued 04/05/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/20/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/01/1983
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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