Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Duncan is a financial advisor with over 30 years of experience in the industry. Robert currently works with Wells Fargo Advisors Financial Network, LLC, where Robert is registered as a Registered Representative and Investment Advisor Representative in California and Texas. Robert has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., and Prudential Securities Incorporated. Robert has a wide range of experience working with individual clients, businesses, and institutional clients. Robert is a Certified Financial Planner™ and offers a variety of financial services including financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/08/2016 - Present
Wells Fargo Advisors Financial Network, LLC (AGOURA HILLS CA)
CA
04/24/2009 - 06/06/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTLAKE VILLAGE CA)
CA
11/05/1993 - 05/05/2009
UBS FINANCIAL SERVICES INC. (SANTA BARBARA CA)
NY
02/19/1988 - 11/09/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
12/21/1983 - 03/09/1988
THOMSON MCKINNON SECURITIES INC.
IA
Issued 12/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1984
Series 5 - Interest Rate Options Examination
BC
Issued 01/05/1984
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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