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Robert Cartwright Shawger

BGC Financial, LP

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About Robert Cartwright Shawger

Robert Cartwright Shawger is a financial advisor with over 25 years of experience in the financial services industry. He is currently registered with BGC Financial, LP, and has a branch office location in Palm Beach Gardens, Florida. Robert has a strong background in securities trading and investment management, having previously worked for several leading financial institutions including Tullett Prebon Financial Services LLC, Chapdelaine Corporate Securities & Co, and Exco RMJ International Inc. Robert holds several professional licenses and certifications, including the Series 7, Series 24, and Series 63 exams. He is also registered with the Financial Industry Regulatory Authority (FINRA) and the states of Florida and New York.

Firm Information

Robert Shawger is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Shawger’s Registration & Firm History

FL

11/17/2009 - Present

BGC Financial, LP (Palm Beach Gardens FL)

NY

01/03/2007 - 12/10/2009

TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)

NY

05/04/1998 - 03/19/2007

CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)

NA

07/10/1997 - 04/28/1998

EXCO RMJ INTERNATIONAL INC.

NY

07/10/1997 - 04/28/1998

EXCO USA SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/06/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Cartwright Shawger.
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