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Robert Carmody

Fidelity Distributors Co. LLC

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About Robert Carmody

Robert Carmody is a financial professional with over 15 years of experience in the financial industry. Robert is currently registered with Fidelity Distributors Co. LLC and Fidelity Brokerage Services LLC. Robert's previous experience includes working at ARES WEALTH MANAGEMENT SOLUTIONS, LLC and JACKSON NATIONAL LIFE DISTRIBUTORS LLC. Robert holds the Series 6, 7, 63, and 65 licenses.

Firm Information

Robert Carmody is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Carmody’s Registration & Firm History

CO

03/29/2023 - Present

Fidelity Distributors Co. LLC (GREENWOOD VILLAGE CO)

CO

01/02/2014 - 08/22/2022

ARES WEALTH MANAGEMENT SOLUTIONS, LLC (DENVER CO)

CO

02/05/2008 - 09/03/2013

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

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Licenses & Designations

IA

Issued 06/06/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/07/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2013

Series 7 - General Securities Representative Examination

BC

Issued 02/04/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Carmody.
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