Unclaimed
Robert Carmody is a financial professional with over 15 years of experience in the financial industry. Robert is currently registered with Fidelity Distributors Co. LLC and Fidelity Brokerage Services LLC. Robert's previous experience includes working at ARES WEALTH MANAGEMENT SOLUTIONS, LLC and JACKSON NATIONAL LIFE DISTRIBUTORS LLC. Robert holds the Series 6, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/29/2023 - Present
Fidelity Distributors Co. LLC (GREENWOOD VILLAGE CO)
CO
01/02/2014 - 08/22/2022
ARES WEALTH MANAGEMENT SOLUTIONS, LLC (DENVER CO)
CO
02/05/2008 - 09/03/2013
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
IA
Issued 06/06/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/04/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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