Unclaimed
Robert Cox is a financial advisor with over 30 years of experience in the industry. Robert is currently registered with Kenmar Securities, LLC, and is licensed to provide investment advice in Arkansas, Connecticut, Florida, Georgia, Illinois, Kansas, Massachusetts, Minnesota, Missouri, New York, North Carolina, North Dakota, Oregon, Pennsylvania, Texas, and Vermont. Robert has a strong track record of success in helping clients achieve their financial goals. Previous employers include Forbes Private Capital Group, Drexel Hamilton, LLC, Lehman Brothers Inc., Lehman Government Securities Inc., Lehman Special Securities Inc., Shearson Lehman Brothers Inc., and Lehman Brothers Kuhn Loeb Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/12/2015 - Present
Kenmar Securities, LLC (New York NY)
NY
09/20/2010 - 04/04/2014
FORBES PRIVATE CAPITAL GROUP (NEW YORK NY)
NY
10/17/2008 - 11/01/2010
DREXEL HAMILTON, LLC (NEW YORK NY)
NY
11/28/1988 - 06/25/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/25/1987 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
11/15/1988 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
NA
10/21/1982 - 07/05/1985
SHEARSON LEHMAN BROTHERS INC.
NA
10/22/1982 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
BC
Issued 11/01/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/17/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1987
Series 3 - National Commodity Futures Examination
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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