linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Robert Carl Pohlhaus

CGA Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Robert? Claim Your Profile

About Robert Carl Pohlhaus

Robert Carl Pohlhaus is a financial advisor with over 30 years of experience in the industry. Robert is currently registered with CGA Securities, LLC and holds the Series 7, Series 24, Series 55, Series 57TO and SIE licenses. He is also registered in the states of Maryland, New York, and Ohio. Previously Robert was associated with Wells Fargo Securities, LLC, Wachovia Securities, LLC, First Union Capital Markets Corp., Deutsche Bank Securities Inc., BT Alex. Brown Incorporated, and Alex. Brown & Sons Incorporated.

Firm Information

Robert Pohlhaus is currently registered with CGA Securities, LLC. CGA Securities, LLC is a Limited Liability Company formed on December 24, 2008. The firm is registered in Maryland, New York, North Carolina, Ohio, and Virginia. It has one approved SEC registration and five approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Robert Pohlhaus’s Registration & Firm History

MD

04/09/2013 - Present

CGA Securities, LLC (BALTIMORE MD)

NC

07/01/2003 - 06/19/2012

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

06/17/1999 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NY

06/14/1999 - 07/16/1999

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

09/01/1997 - 06/14/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NA

12/12/1989 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

Not sure if Robert Carl Pohlhaus is right for you?

Licenses & Designations

BC

Issued 01/06/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/09/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Carl Pohlhaus.
Not sure if Robert Carl Pohlhaus is right for you?