Unclaimed
Robert Gundel is a financial professional with over 17 years of experience in the industry. Robert currently works at Santander US Capital Markets LLC. Previously, Robert was registered with CMG Securities LLC in San Francisco, CA. Robert also held previous positions at Amherst Pierpont and Woodbury Financial Services, Inc.. Robert holds several licenses including Series 6, 7, 24 and 63. Robert is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
CA
07/20/2020 - 02/13/2023
CMG SECURITIES LLC (San Francisco CA)
NY
06/09/2015 - 07/22/2019
AMHERST PIERPONT (NEW YORK NY)
MN
01/19/2004 - 03/08/2004
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BC
Issued 06/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2015
Series 7 - General Securities Representative Examination
BC
Issued 01/16/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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