Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Carl Bateman is a financial advisor at PFS Investments Inc. Robert is a veteran of the financial services industry, with over 15 years of experience. Robert specializes in providing a variety of services to individual clients. Robert previously worked for several other financial institutions including LPL FINANCIAL LLC, TRANSAMERICA FINANCIAL ADVISORS, INC and DAWSON JAMES SECURITIES, INC. Robert holds a Series 65, Series 63, Series 24, Series 31, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
06/27/2023 - Present
PFS Investments Inc. (POMPANO BEACH FL)
FL
08/14/2020 - 07/14/2021
LPL FINANCIAL LLC (COCONUT CREEK FL)
FL
11/25/2015 - 08/14/2018
TRANSAMERICA FINANCIAL ADVISORS, INC (WEST PALM BEACH FL)
FL
10/18/2012 - 05/07/2013
PFS INVESTMENTS INC. (BOCA RATON FL)
FL
02/23/2010 - 04/16/2012
DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)
FL
05/18/2005 - 10/09/2008
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
NY
03/25/2004 - 05/20/2005
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
FL
10/22/2001 - 03/16/2004
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
FL
07/12/2000 - 10/22/2001
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
FL
01/27/2000 - 06/22/2000
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
MA
12/23/1999 - 02/01/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/23/1999 - 02/01/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 06/01/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2004
Series 24 - General Securities Principal Examination
BC
Issued 08/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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