Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Calder Stack is an active investment advisor and broker-dealer representative with over 20 years of experience in the financial industry. Robert Calder Stack is currently registered with Wells Fargo Clearing Services, LLC and has previously held positions with J.P. Morgan Institutional Investments Inc., Thornburg Securities Corporation, Prudential Annuities Distributors, Inc, and American Skandia Marketing, Inc. Robert Calder Stack is licensed to provide investment advice and brokerage services in multiple states, including Colorado, New Mexico, Texas and several others. Robert Calder Stack holds the Series 6, 7, 24, 63, 65, SIE, and 82TO licenses. Robert Calder Stack's focus is on providing investment advice and portfolio management services to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
06/28/2023 - Present
Wells Fargo Clearing Services, LLC (SANTA FE NM)
NY
05/09/2016 - 04/10/2023
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NM
10/21/2008 - 03/23/2016
THORNBURG SECURITIES CORPORATION (SANTA FE NM)
CT
04/23/2008 - 10/03/2008
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
NM
08/15/2007 - 04/16/2008
THORNBURG SECURITIES CORPORATION (SANTA FE NM)
CT
07/19/2002 - 07/31/2007
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
IA
Issued 03/13/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2008
Series 24 - General Securities Principal Examination
BC
Issued 05/08/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/18/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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