Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Nugent is a financial advisor with LPL Financial LLC. Robert is registered with the state of California as both a broker-dealer and an investment advisor. Robert is also registered with the state of Arizona, Colorado, Idaho, Indiana, Nevada, New Mexico, Oregon, Texas, and Washington as a broker-dealer. Robert has been in the financial services industry since 2011. Robert’s specialties include consulting, financial planning, pension consulting, and portfolio management for businesses and individuals. Robert has experience working with high-net-worth individuals, corporations, and other businesses, as well as pension and profit-sharing plans and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
08/08/2023 - Present
LPL Financial LLC (VALENCIA CA)
IA
Issued 08/07/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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