Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Caires is a financial advisor with over 30 years of experience in the industry. Robert is currently registered with LPL Financial LLC in San Diego, California. Robert has a strong background in the securities industry, having previously worked for firms such as Brockington Securities, Inc., Granite Financial Group, Inc., and Centex Securities, Incorporated. Robert has a broad range of experience in the financial services industry and has held numerous licenses and certifications, including Series 3, 4, 7, 24, 55, 57TO, 63, 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/18/2005 - Present
LPL Financial LLC (SAN DIEGO CA)
NY
09/10/2004 - 03/02/2005
BROCKINGTON SECURITIES, INC. (RONKONKOMA NY)
CA
04/18/2001 - 10/10/2002
GRANITE FINANCIAL GROUP, INC. (SAN DIEGO CA)
CA
08/30/2000 - 04/04/2001
CENTEX SECURITIES, INCORPORATED (LA JOLLA CA)
TX
04/03/1997 - 05/03/2000
LLOYD WADE SECURITIES INC. (DALLAS TX)
CA
06/13/1996 - 04/15/1997
PASSPORT SECURITIES, INC. (BURLINGAME CA)
NY
03/16/1995 - 07/10/1996
PENSION FUND EVALUATIONS, INC. (CENTEREACH NY)
NY
09/02/1994 - 01/15/1995
J.R.P. SECURITIES INC. (NEW YORK NY)
CA
06/20/1994 - 08/27/1994
J. A. OVERTON & CO., INC. (SAN DIEGO CA)
CA
09/29/1992 - 06/14/1994
LAM WAGNER, INC. (LA JOLLA CA)
CA
07/08/1991 - 10/05/1992
LA JOLLA SECURITIES CORPORATION (LA JOLLA CA)
CA
10/10/1990 - 07/19/1991
CORPORATE BENEFIT SECURITIES, INC. (MISSION VIEJO CA)
NY
03/06/1990 - 10/19/1990
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NA
09/19/1989 - 03/07/1990
BLINDER, ROBINSON & CO., INC.
BC
Issued 09/19/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/1996
Series 24 - General Securities Principal Examination
BC
Issued 02/06/1996
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2007
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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