Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert C. Reynolds has been in the financial services industry since March 1988 and is currently a Registered Representative and Investment Advisor Representative for Morgan Stanley in Charleston, South Carolina. Robert has extensive experience in the securities industry, including roles at Olivetree Financial, LLC, Convergex Execution Solutions LLC, Rafferty Capital Markets, LLC, Dahlman Rose & Company, LLC, ICAP Corporates LLC, and Jefferies & Company, Inc. He has a broad range of experience serving high-net-worth individuals, institutions, and businesses. Robert holds licenses for Series 6, 7, 55, 57, and 63 exams, as well as the Uniform Investment Adviser Law Examination (Series 65). Morgan Stanley provides a wide range of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
SC
01/25/2022 - Present
Morgan Stanley (Charleston SC)
CT
04/25/2016 - 01/23/2017
OLIVETREE FINANCIAL, LLC (STAMFORD CT)
NY
05/13/2014 - 11/20/2014
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
02/21/2012 - 04/14/2014
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
11/01/2010 - 11/09/2011
DAHLMAN ROSE & COMPANY, LLC (NEW YORK NY)
NJ
09/18/2008 - 10/15/2010
ICAP CORPORATES LLC (JERSEY CITY NJ)
NJ
11/07/1986 - 09/24/2008
JEFFERIES & COMPANY, INC. (SHORT HILLS NJ)
NA
03/20/1985 - 10/30/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/11/1984 - 12/27/1984
IDS MARKETING CORPORATION
IA
Issued 07/25/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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