Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert C. Moore is a financial advisor with over 14 years of experience in the industry. Robert is currently registered with LPL Financial LLC and is located in Waterloo, IA. Robert has been a registered representative with LPL Financial LLC since January 2018. Prior to that, Robert was a registered representative with Securities America, Inc. from March 2014 to December 2017. Robert also has prior experience with Wells Fargo Advisors, LLC and MetLife Securities Inc. Robert holds the Series 6, 7, 63, and 66 securities licenses. Robert also holds the SIE license. Robert is a highly experienced and knowledgeable financial advisor with a strong commitment to providing exceptional service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
01/02/2018 - Present
LPL Financial LLC (WATERLOO IA)
IA
03/14/2014 - 12/31/2017
SECURITIES AMERICA, INC. (WATERLOO IA)
IA
02/27/2013 - 03/18/2014
WELLS FARGO ADVISORS, LLC (WATERLOO IA)
IA
04/01/2009 - 07/23/2012
METLIFE SECURITIES INC. (CEDAR RAPIDS IA)
BOTH
Issued 04/16/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/31/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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