Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert McGowan is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with State Street Global Advisors Funds Distributors, LLC and has been with the firm since June 2017. Before joining State Street Global Advisors Funds Distributors, LLC, Robert was registered with UBS Asset Management (US) Inc. and Scudder Distributors, Inc. Robert has a wide range of experience in the financial services industry, including securities, commodities and investment advisory services. Robert holds the Series 3, 7, 30 and 63 licenses, as well as the Securities Industry Essentials (SIE) Exam. Robert is licensed to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
06/07/2017 - Present
State Street Global Advisors Funds Distributors, LLC (Boston MA)
MA
08/19/2004 - 08/25/2016
UBS ASSET MANAGEMENT (US) INC. (MARBLEHEAD MA)
IL
09/04/2003 - 05/04/2004
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NY
05/30/2003 - 09/18/2003
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
NY
05/03/2002 - 05/30/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 12/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2009
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2008
Series 3 - National Commodity Futures Examination
BC
Issued 05/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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