Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Maples is an Investment Advisor Representative at Wealth Enhancement Advisory Services, LLC, located in Plymouth, MN. Robert is licensed to offer investment advice in California. Robert has been in the financial industry for over 30 years, having previously held roles at Wells Fargo Investments, LLC, London Pacific Securities, Inc., Berkeley International Securities Corporation, Cleary Gull Reiland & McDevitt Inc. and Piper, Jaffray & Hopwood Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
11/28/2022 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
CA
01/17/2002 - 05/04/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
02/20/2001 - 12/04/2001
LONDON PACIFIC SECURITIES, INC. (SACRAMENTO CA)
CA
01/01/1998 - 10/25/2000
BERKELEY INTERNATIONAL SECURITIES CORPORATION (SAN FRANCISCO CA)
WI
02/28/1990 - 08/08/1994
CLEARY GULL REILAND & MCDEVITT INC. (MILWAUKEE WI)
MN
10/22/1986 - 01/05/1990
PIPER, JAFFRAY & HOPWOOD INCORPORATED (MINNEAPOLIS MN)
IA
Issued 11/21/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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