Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Iorii is a financial advisor with over 20 years of experience in the industry. Robert has been a Registered Representative with Wells Fargo Clearing Services, LLC since 2011, and prior to that Robert was with UBS Financial Services Inc. and Citigroup Global Markets Inc. Robert is a Series 7, 31, and 63 licensed Registered Representative, as well as a Series 65 licensed Investment Advisor Representative. Robert offers investment advisory and financial planning services to individuals and businesses. He is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/28/2011 - Present
Wells Fargo Clearing Services, LLC (OAK BROOK IL)
IL
11/19/2004 - 10/24/2011
UBS FINANCIAL SERVICES INC. (OAKBROOK TERRACE IL)
NY
01/12/2000 - 11/29/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 02/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 01/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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