Verified
Robert C Hooker is a financial advisor with over 30 years of experience in the industry. Robert is registered with LPL Financial LLC and has a Series 6, Series 7, Series 26, Series 63 and Series 65 licenses. Robert has been active in the industry since 1992 and has held previous registrations with Voya Financial Advisors, Inc., Lincoln Investment, Legend Equities Corporation, Pruco Securities, LLC and The Prudential Insurance Company of America. Robert has a wide range of experience and expertise in financial planning, portfolio management, and retirement planning. In addition to his experience at LPL Financial LLC, Robert also has experience in selling non-variable insurance. Robert is dedicated to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
05/17/2021 - Present
LPL Financial LLC (FORT WAYNE IN)
IN
02/14/2017 - 05/24/2021
VOYA FINANCIAL ADVISORS, INC. (NAPPANEE IN)
IN
01/03/2017 - 02/21/2017
LINCOLN INVESTMENT (Fort Wayne IN)
IN
03/15/2005 - 01/03/2017
LEGEND EQUITIES CORPORATION (FT. WAYNE IN)
NJ
02/27/1992 - 03/15/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
02/27/1992 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 04/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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