Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Burns has been a registered representative for over 23 years and is currently associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Robert Burns has held previous positions at BANC OF AMERICA INVESTMENT SERVICES, INC., BANC ONE SECURITIES CORPORATION and PRUDENTIAL SECURITIES INCORPORATED. Robert Burns is licensed to conduct business in 14 states including Arizona, California, Colorado, Florida, Indiana, Michigan, New Jersey, New York, Oklahoma, Pennsylvania, Texas, Utah and Washington. Robert Burns is a licensed Investment Advisor Representative and a Registered Representative and has passed the Series 63, Series 65 and Series 7 exams. Robert Burns specializes in working with individuals, corporations, high net worth individuals, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SOUTHLAKE TX)
TX
04/06/2001 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SOUTHLAKE TX)
IL
11/23/1999 - 04/02/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
03/04/1998 - 10/28/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 03/17/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/11/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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