Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Gaeta is a financial professional with over 20 years of experience in the securities industry. Robert is currently registered with Pershing LLC in Jersey City, NJ. Robert has previously held positions with firms including FIS Brokerage & Securities Services LLC, Sungard Institutional Brokerage Inc., Stockcross Financial Services, Inc., Jesup & Lamont Securities Corp, and Empire Financial Group, Inc. Robert has a broad range of industry experience, including serving as a principal for several firms. Robert holds the Series 65, 63, 27, 53, 14, 24, 52TO, 57TO, 99TO, SIE, 7, 55, and 62 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/21/2016 - Present
Pershing LLC (JERSEY CITY NJ)
NJ
04/12/2011 - 06/30/2016
FIS BROKERAGE & SECURITIES SERVICES LLC (JERSEY CITY NJ)
IL
12/17/2012 - 12/31/2013
SUNGARD INSTITUTIONAL BROKERAGE INC. (GENEVA IL)
NJ
04/04/2008 - 03/28/2011
STOCKCROSS FINANCIAL SERVICES, INC. (JERSEY CITY NJ)
FL
01/04/2008 - 04/07/2008
JESUP & LAMONT SECURITIES CORP (LONGWOOD FL)
FL
11/21/2006 - 04/07/2008
EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)
FL
05/25/2007 - 03/31/2008
ASD FINANCIAL SERVICES CORP (MIAMI FL)
FL
08/28/2006 - 12/13/2006
BULLTICK SECURITIES, INC. (MIAMI FL)
FL
08/22/2006 - 12/13/2006
BULLTICK, LLC (MIAMI FL)
FL
03/09/2005 - 08/31/2006
EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)
FL
05/02/2000 - 12/15/2004
EQUITY STATION, INC. (BOCA RATON FL)
FL
04/25/2002 - 11/19/2004
GLOBAL PARTNERS SECURITIES INC. (FORT LAUDERDALE FL)
FL
05/01/2000 - 10/25/2002
NORTH AMERICAN INSTITUTIONAL BROKERS (FT. LAUDERDALE FL)
NY
04/21/1998 - 11/16/1999
CARLIN EQUITIES CORP. (NEW YORK NY)
IA
Issued 05/22/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2018
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/19/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/26/2010
Series 14 - Compliance Officer Examination
BC
Issued 06/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/09/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/20/1998
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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