Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Busby is a financial professional with over 14 years of experience in the securities industry. He has a broad range of experience and is currently registered with Natwest Markets Securities Inc.. Robert is licensed to provide investment advice in 49 states and the District of Columbia. His expertise includes investment banking and securities trading. Robert is a Series 24, 63, 79TO and SIE licensed professional and has held prior registrations for Series 17.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
08/17/2009 - Present
Natwest Markets Securities Inc. (Redding CT)
BC
Issued 11/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2009
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
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