Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Buckman is an investment advisor representative at LPL Enterprise, LLC. Robert has been in the industry since 1994 and holds licenses in New Jersey. Robert has worked with several firms in the past, including Wells Fargo Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Securities LLC, and Fleet Securities, Inc.. Robert specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
11/14/2024 - Present
LPL Enterprise, LLC (BASKING RIDGE NJ)
NY
06/04/2012 - 06/27/2018
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
11/01/2010 - 06/04/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/29/2004 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
TX
09/05/2000 - 06/29/2004
FLEET SECURITIES, INC. (DALLAS TX)
CA
10/19/1999 - 09/05/2000
FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
TX
12/21/1998 - 10/26/1999
FLEET SECURITIES, INC. (DALLAS TX)
NA
11/07/1995 - 01/14/1997
FMG SECURITIES CORP.
NY
12/12/1991 - 11/02/1995
NATWEST INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 03/19/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/14/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 05/01/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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