Unclaimed
Robert Bruno is a financial advisor with over 30 years of experience in the industry. Robert is currently registered with FEF Distributors, LLC and is licensed in all 50 states. Previous firms Robert has worked with include Arnhold and S. Bleichroeder, Inc., Harvest Capital Investments LLC, Moors & Cabot, Inc., Schroder Fund Advisors Inc., and Wertheim Schroder & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/27/2002 - Present
FEF Distributors, LLC (Miami FL)
NY
04/21/1997 - 12/09/2002
ARNHOLD AND S. BLEICHROEDER, INC. (NEW YORK NY)
VA
09/03/1996 - 04/24/1997
HARVEST CAPITAL INVESTMENTS LLC (VIENNA VA)
MA
09/26/1995 - 09/24/1996
MOORS & CABOT, INC. (BOSTON MA)
NY
08/28/1995 - 10/05/1995
SCHRODER FUND ADVISORS INC. (NEW YORK NY)
NY
11/25/1991 - 07/13/1995
WERTHEIM SCHRODER & CO. INCORPORATED (NEW YORK NY)
BC
Issued 10/06/1995
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/09/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1996
Series 24 - General Securities Principal Examination
BC
Issued 09/30/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/30/1992
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/1992
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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