Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert bruce? Claim Your ProfileRobert Bruce Morris is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert Morris has been in the financial industry for over 30 years. Robert Morris has experience with several firms including GNA Securities, Inc., Lehman Brothers Inc. and BANC OF AMERICA INVESTMENT SERVICES, INC. Robert Morris specializes in working with individuals, corporations, insurance companies, pension and profit sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAKE OSWEGO OR)
OR
07/12/1999 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TIGARD OR)
CA
05/30/1992 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
VA
03/15/1991 - 06/30/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
07/20/1988 - 03/04/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/22/1988
Series 3 - National Commodity Futures Examination
BC
Issued 7/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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