Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Fitzpatrick is a financial advisor with over 10 years of experience in the financial services industry. Robert is currently registered with Northern Trust Securities, Inc. and has previously worked with Conning Investment Products, Inc., UBS Asset Management (US) Inc., Putnam Retail Management Limited Partnership, and Fidelity Investments Institutional Services Company, Inc. Robert is registered to offer investment advice in 20 states and holds Series 63, 66, 7, and SIE licenses. Robert specializes in providing investment advice and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
03/08/2022 - Present
Northern Trust Securities, Inc. (BOSTON MA)
MA
09/17/2018 - 03/18/2021
CONNING INVESTMENT PRODUCTS, INC. (Boston MA)
NY
07/27/2016 - 12/10/2017
UBS ASSET MANAGEMENT (US) INC. (NEW YORK NY)
MA
07/31/2000 - 11/22/2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
RI
10/09/1997 - 05/30/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 02/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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