Unclaimed
Robert Fagenson is a financial advisor with over 40 years of experience in the financial services industry. Robert is currently registered with B. Riley Wealth Management and has a long history of working with clients in New York. Robert has passed the Series 7, 24, 27, 79TO, 99TO and SIE exams. Robert holds both a New York and New Jersey securities license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/22/2022 - Present
B. Riley Wealth Management (New York NY)
NY
04/03/2012 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
06/09/1983 - 04/27/2012
FAGENSON & CO., INC. (NEW YORK NY)
NY
06/01/2000 - 08/30/2007
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
NY
09/11/1986 - 10/01/2003
STARR SECURITIES, INC. (NEW YORK NY)
NA
06/21/1983 - 08/26/1986
STARR SECURITIES, INC.
BC
Issued 07/13/1994
Series 24 - General Securities Principal Examination
BC
Issued 05/21/1983
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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