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Robert Bruce Diamond

Joseph Gunnar & Co. LLC

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About Robert Bruce Diamond

Robert Bruce Diamond is a financial professional with over 40 years of experience in the financial services industry. Robert is currently registered with Joseph Gunnar & Co. LLC as a Registered Representative. Robert has also previously held positions at Noble Capital Markets, Inc., Buckman, Buckman & Reid, Inc., Newbridge Securities Corporation, CGF Securities, LLC, Dalton Kent Securities Group, Inc., Market Wise Securities, Inc., Ladenburg, Thalmann & Co., Inc., Mesirow Financial, Inc., JW Charles Securities, Inc., Raymond James & Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Kidder, Peabody & Co. Incorporated, Drexel Burnham Lambert Incorporated, Cralin & Co., Inc., and Paine, Webber, Jackson & Curtis Inc..

Firm Information

Robert Diamond is currently registered with Joseph Gunnar & Co. LLC. Joseph Gunnar & Co. LLC is a Limited Liability Company registered with the SEC and in 53 states. The firm, founded in 1997, is headquartered in Uniondale, New York and provides portfolio management services for individuals and selects other advisers. They are registered to offer wrap fee programs and have reported 5 regulatory events and 12 arbitration disclosures.
Joseph Gunnar & Co. LLC

1000 RXR PLAZA

UNIONDALE, NY 11556

$31.02M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Share in fees paid to tpmms

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Robert Diamond’s Registration & Firm History

NY

12/26/2019 - Present

Joseph Gunnar & Co. LLC (NEW YORK NY)

FL

10/15/2012 - 01/10/2020

NOBLE CAPITAL MARKETS, INC. (BOCA RATON FL)

FL

10/08/2010 - 10/19/2012

BUCKMAN, BUCKMAN & REID, INC. (BOCA RATON FL)

FL

01/27/2004 - 10/12/2010

NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)

FL

03/21/2001 - 01/22/2004

CGF SECURITIES, LLC (BOCA RATON FL)

NY

12/04/2000 - 07/06/2001

DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)

IL

03/01/2000 - 11/09/2000

MARKET WISE SECURITIES, INC. (CHICAGO IL)

NY

07/07/1997 - 03/14/2000

LADENBURG, THALMANN & CO., INC. (NEW YORK NY)

IL

08/29/1996 - 07/01/1997

MESIROW FINANCIAL, INC. (CHICAGO IL)

FL

01/03/1994 - 09/18/1996

JW CHARLES SECURITIES,INC. (BOCA RATON FL)

FL

01/18/1993 - 01/03/1994

JW CHARLES SECURITIES, INC. (BOCA RATON FL)

FL

11/21/1989 - 12/23/1992

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

NY

10/31/1989 - 01/11/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

02/08/1989 - 11/07/1989

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NA

03/26/1985 - 03/04/1989

DREXEL BURNHAM LAMBERT INCORPORATED

NA

08/12/1983 - 04/08/1985

CRALIN & CO., INC.

NA

09/17/1981 - 08/29/1983

PAINE, WEBBER, JACKSON & CURTIS INC.

NA

01/03/1978 - 10/13/1981

BACHE HALSEY STUART SHIELDS INCORPORATED

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Licenses & Designations

BC

Issued 10/12/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/25/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/1981

Series 5 - Interest Rate Options Examination

BC

Issued 12/17/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 7 public disclosures for Robert Bruce Diamond. Review regulatory record here.
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