Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Bruce Archibald is a financial advisor at RBC Capital Markets, LLC. He is based in San Francisco, CA and has been in the industry since 1982. Robert has experience working with a variety of clients, including high-net-worth individuals, corporations, and institutions. He is also a registered representative with FINRA and holds Series 3, 7, 10, 52, 63, and 9 licenses. Previously, Robert worked at Sutro & Co. Incorporated, Newhard, Cook & Co. Incorporated, McG Portfolio Management Corp., Bateman Eichler, Hill Richards, Incorporated, and Glickenhaus & Co. - New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/02/2002 - Present
RBC Capital Markets, LLC (SAN FRANCISCO CA)
CA
02/13/1989 - 01/16/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NA
05/23/1988 - 01/23/1989
NEWHARD, COOK & CO. INCORPORATED
NA
08/11/1988 - 01/01/1989
MCG PORTFOLIO MANAGEMENT CORP.
NA
01/15/1988 - 06/15/1988
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
07/15/1982 - 05/10/1988
GLICKENHAUS & CO. - NEW JERSEY
BC
Issued 01/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/28/1984
Series 3 - National Commodity Futures Examination
BC
Issued 07/12/1982
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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