Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Brown is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Robert is a seasoned professional with over 15 years of experience in the financial services industry. Robert holds Series 7, 63, 65 and 66 securities licenses and is registered to provide investment advice in Florida and Texas. Prior to joining Merrill Lynch, Robert was an advisor at Navy Federal Brokerage Services, LLC and Morgan Keegan & Company, Inc. Robert's professional experience includes working with a variety of clients, including high-net-worth individuals, corporations, and institutional investors. Robert is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/18/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (THE VILLAGES FL)
HI
05/20/2011 - 09/04/2020
NAVY FEDERAL BROKERAGE SERVICES, LLC (HONOLULU HI)
TN
02/13/2007 - 10/06/2009
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
FL
09/14/2006 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (NAVARRE FL)
FL
05/19/2005 - 03/17/2006
CITIGROUP GLOBAL MARKETS INC. (PENSACOLA FL)
BOTH
Issued 07/01/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Brown is the right advisor for you? Invested Better is here to help.
