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Robert Brooks

Northland Securities, Inc.

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About Robert Brooks

Robert Brooks is a financial professional with over three years of experience in the industry. Robert is currently registered with Northland Securities, Inc. in Minneapolis, Minnesota. Previous employers include RBC CAPITAL MARKETS, LLC, SS&C MARKET SERVICES, LLC, and CRAIG-HALLUM CAPITAL GROUP LLC. Robert holds Series 63, 86, 87, and 7TO licenses. Robert provides financial planning, selection of other advisors, and portfolio management for individuals.

Firm Information

Robert Brooks is currently registered with Northland Securities, Inc.. Northland Securities, Inc. is a Minneapolis, Minnesota-based corporation, formed in September 1995. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. It also offers research services. Northland Securities, Inc. manages over $236 million in regulatory assets for 826 total accounts.
Northland Securities, Inc.

150 SOUTH 5TH STREET

MINNEAPOLIS, MN 55402

$236.67M

Assets Under Management

117

Total Clients

86

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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research services

Research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Negotiated

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Robert Brooks’s Registration & Firm History

MN

12/14/2023 - Present

Northland Securities, Inc. (MINNEAPOLIS MN)

MN

02/15/2023 - 12/06/2023

RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)

MN

03/24/2020 - 02/13/2023

SS&C MARKET SERVICES, LLC (Edina MN)

MN

01/06/2020 - 02/10/2020

CRAIG-HALLUM CAPITAL GROUP LLC (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 01/31/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/03/2023

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 05/08/2023

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 01/04/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/26/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Brooks.
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