Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Brooks is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with Wealth Enhancement Advisory Services, LLC and has been with the firm since June 2023. Prior to that, Robert worked at Cleary Gull Inc. from September 2007 to May 2016. Robert is a Certified Financial Planner and holds a Series 6, 7, 24, 63 and 66 licenses. Robert provides financial planning, portfolio management, and pension consulting services to individuals, families, and businesses. Robert specializes in working with high net worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
06/15/2023 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
WI
10/01/2007 - 06/02/2016
CLEARY GULL INC. (MILWAUKEE WI)
IL
11/28/2005 - 06/08/2007
VISION INVESTMENT SERVICES, INC. (CRYSTAL LAKE IL)
WI
12/07/2001 - 12/05/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
07/17/1996 - 10/29/2001
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
BOTH
Issued 04/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2003
Series 24 - General Securities Principal Examination
BC
Issued 06/02/2016
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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