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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Bromford Ward is a financial advisor with over 15 years of experience in the industry. Ward currently works for Morgan Stanley and is located in Boca Raton, Florida. Ward is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide financial advice in all 50 states. Ward specializes in providing financial planning, portfolio management and asset allocation advice to a wide range of clients, including high-net-worth individuals, corporations and institutional investors. Ward holds multiple professional designations including Series 7, Series 6, Series 63 and Series 7TO licenses. Prior to working for Morgan Stanley, Ward was previously employed by MBSC Securities Corporation, Merrill Lynch and Banc of America Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/25/2019 - Present
Morgan Stanley (Boca Raton FL)
FL
07/11/2014 - 12/31/2015
MBSC SECURITIES CORPORATION (FT. LAUDERDALE FL)
FL
08/18/2010 - 06/20/2014
MORGAN STANLEY (MIAMI FL)
FL
10/23/2009 - 07/21/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LAUDERDALE FL)
FL
02/18/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FT. LAUDERDALE FL)
TN
01/29/2002 - 10/14/2005
ICBA SECURITIES (MEMPHIS TN)
TN
06/26/2001 - 10/14/2005
VINING SPARKS (MEMPHIS TN)
BC
Issued 05/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/31/2015
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/16/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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