Invested Better
Unclaimed

Unclaimed

Unclaimed

Robert Broglia Cox

Cantor Fitzgerald & Co.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Robert? Claim Your Profile

About Robert Broglia Cox

Robert Cox has been a registered representative in the financial services industry since 1998. Robert is currently registered with Cantor Fitzgerald & Co. in New York, NY. Robert previously worked with KGS-ALPHA CAPITAL MARKETS, L.P., FTN FINANCIAL SECURITIES CORP, GLEACHER & COMPANY SECURITIES, INC., CITIGROUP GLOBAL MARKETS INC., BEAR, STEARNS & CO. INC., HSBC SECURITIES (USA) INC., and DEAN WITTER REYNOLDS INC. Robert is registered to conduct business in Connecticut, New Jersey, and New York.

Firm Information

Robert Cox is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Robert Cox’s Registration & Firm History

NY

11/11/2014 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

06/27/2013 - 07/29/2014

KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)

NY

10/20/2010 - 04/29/2013

FTN FINANCIAL SECURITIES CORP (NEW YORK NY)

NY

10/15/2008 - 10/25/2010

GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)

NY

04/09/2007 - 03/28/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/24/2002 - 04/03/2006

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

03/02/2000 - 05/03/2002

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

12/02/1998 - 12/01/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

Not sure if Robert Broglia Cox is right for you?

Licenses & Designations

BC

Issued 03/05/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/26/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Broglia Cox.
Not sure if Robert Broglia Cox is right for you?