Unclaimed
Robert Cox has been a registered representative in the financial services industry since 1998. Robert is currently registered with Cantor Fitzgerald & Co. in New York, NY. Robert previously worked with KGS-ALPHA CAPITAL MARKETS, L.P., FTN FINANCIAL SECURITIES CORP, GLEACHER & COMPANY SECURITIES, INC., CITIGROUP GLOBAL MARKETS INC., BEAR, STEARNS & CO. INC., HSBC SECURITIES (USA) INC., and DEAN WITTER REYNOLDS INC. Robert is registered to conduct business in Connecticut, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/11/2014 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
06/27/2013 - 07/29/2014
KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)
NY
10/20/2010 - 04/29/2013
FTN FINANCIAL SECURITIES CORP (NEW YORK NY)
NY
10/15/2008 - 10/25/2010
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
04/09/2007 - 03/28/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/24/2002 - 04/03/2006
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/02/2000 - 05/03/2002
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
12/02/1998 - 12/01/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 03/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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