Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Brinberg is a financial professional with over 17 years of experience in the industry. Robert is currently registered with Rose & Co. Capital Advisors, LLC and Lifesci Capital. Robert has held prior positions with RMK CAPITAL and COWEN SECURITIES LLC. Robert is a Series 7, 24, 63, 79TO, 99TO, and 14 licensed professional. Robert is registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/24/2017 - Present
Rose & Co. Capital Advisors, LLC (NEW YORK NY)
NY
01/21/2015 - 01/30/2019
RMK CAPITAL (New York NY)
NY
06/21/2005 - 05/14/2013
COWEN SECURITIES LLC (NEW YORK NY)
BC
Issued 09/15/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/31/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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