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Robert Brett Purcell

BA Securities, LLC

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About Robert Brett Purcell

Robert Brett Purcell is a financial professional who has been active in the industry since August 29, 2023. Robert is registered with the state of Pennsylvania and holds Series 63, 79TO and SIE licenses. Robert is currently employed by Ba Securities, LLC, which has an active Broker-Dealer registration and is not registered as an Investment Advisor.

Firm Information

Robert Purcell is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Purcell’s Registration & Firm History

PA

08/30/2023 - Present

BA Securities, LLC (WAYNE PA)

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Licenses & Designations

BC

Issued 08/04/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/07/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Brett Purcell.
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