Unclaimed
Robert Whisnant is a financial advisor with Carty & Company, Inc. based in Little Rock, Arkansas. Robert is a registered representative with Series 7, Series 52, Series 53 and Series 63 licenses. Robert joined Carty & Company, Inc. on 4/25/2022 and has been in the financial industry since 3/26/2009. Prior to Carty & Company, Inc., Robert worked at CREWS & ASSOCIATES, INC.. Robert is registered in Arkansas, California, and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AR
04/25/2022 - Present
Carty & Company, Inc. (Little Rock AR)
AR
03/26/2009 - 04/22/2022
CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)
BC
Issued 04/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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