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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Brandon Smith is a registered investment advisor with Clearbridge Investments, LLC. Robert has been in the industry since 2001 and holds licenses in several states, including New Jersey, California, Connecticut, Florida and Massachusetts. Robert has experience in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. The individual has a variety of licenses and has passed several exams, including the Series 63, Series 65, and Series 24. Prior to joining Clearbridge Investments, LLC, Robert has held positions at various firms, including Putnam Retail Management Limited Partnership, Franklin/Templeton Distributors, Inc., Citigroup Global Markets Inc., and Heartland Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
01/24/2023 - Present
Clearbridge Investments, LLC (NEW YORK NY)
NJ
01/02/2024 - 07/03/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Short Hills NJ)
CT
01/07/2021 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (Stamford CT)
NY
06/07/2002 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
03/12/2001 - 01/29/2002
HEARTLAND SECURITIES CORP. (EDISON NJ)
IA
Issued 05/10/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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