Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Bradley Schwartz is a financial professional with over 20 years of experience in the industry. Robert is currently registered with Equity Services, Inc. in Florida as an investment advisor representative. Prior to this, Robert has worked with PRUCO SECURITIES, LLC, SIGNATOR INVESTORS, INC, METLIFE SECURITIES INC, and METROPOLITAN LIFE INSURANCE COMPANY. Robert holds a variety of licenses and certifications, including Series 6, 7, 24, 51, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/11/2023 - Present
Equity Services, Inc. (BOCA RATON FL)
FL
06/13/2012 - 01/11/2023
PRUCO SECURITIES, LLC. (BOCA RATON FL)
FL
08/29/2006 - 06/05/2012
SIGNATOR INVESTORS, INC. (BOCA RATON FL)
FL
02/27/2002 - 08/21/2006
METLIFE SECURITIES INC. (BOCA RATON FL)
FL
02/27/2002 - 08/21/2006
METROPOLITAN LIFE INSURANCE COMPANY (BOCA RATON FL)
IA
Issued 04/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/16/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/10/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/26/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Schwartz is the right advisor for you? Invested Better is here to help.
