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Robert Bradley Caldwell

Captrust

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About Robert Bradley Caldwell

Robert Caldwell is a financial advisor with Captrust. Robert has been in the financial industry for over 20 years. He is a Certified Financial Planner. Robert has worked for several firms including Trustcore Investments LLC and Wiley Bros.-Aintree Capital, LLC. Robert is registered with the state of Tennessee and Texas.

Firm Information

Robert Caldwell is currently registered with Captrust. Captrust is an investment advisor with offices in Raleigh, NC. It has 718 investment adviser representatives and manages over $852 billion in client assets, primarily for high-net-worth individuals, pension and profit-sharing plans, and corporations or other businesses. Captrust provides a wide range of financial planning and portfolio management services, including publication of periodicals, selection of other advisers, and portfolio management for businesses, individuals, and pooled investment vehicles.
Captrust

4208 SIX FORKS RD

RALEIGH, NC 27609

$852.17B

Assets Under Management

Not reported

Total Clients

700

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Robert Caldwell’s Registration & Firm History

TN

12/22/2022 - Present

Captrust (Brentwood TN)

TN

03/12/2012 - 12/31/2020

TRUSTCORE INVESTMENTS LLC (BRENTWOOD TN)

TN

06/01/2004 - 03/13/2012

WILEY BROS.-AINTREE CAPITAL, LLC (NASHVILLE TN)

GA

10/08/2001 - 06/14/2004

BALENTINE & COMPANY (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 10/15/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/28/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/31/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Bradley Caldwell.
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